Short selling

Results: 2054



#Item
591Financial regulation / Financial economics / Auditing / Short / Short selling / Regulation S-K / Mark-to-market accounting / Finance / Business / Financial markets

PLANNING TIPS FOR IMPLEMENTING THE “CRM2” AMENDMENTS TO NI[removed]REGISTRATION REQUIREMENTS, EXEMPTIONS AND ONGOING REGISTRANT OBLIGATIONS March 7, 2014 Implementation Planning The purpose of these notes is to remind

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Source URL: www.osc.gov.on.ca

Language: English - Date: 2014-07-02 10:14:10
592Financial markets / Short selling / United States housing bubble / Systemic risk / Haircut / Repurchase agreement / Shadow banking system / Short / Arbitrage / Financial economics / Finance / Economics

Sébastien Bietho – November 28th, 2013 – Response to the FSB on a “Policy Framework for addressing Shadow Banking in Securities Lending and Repos” Sébastien Bietho Consultant http://www.linkedin.com/in/sebastie

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-09-19 10:17:08
593Finance / Canadian law / Canadian securities regulation / Financial regulation / Short selling / Exchange-traded fund / Canadian Securities Administrators / Short / Securities Commission of New Zealand / Financial economics / Financial markets / Investment

For Immediate Release May 15, 2014 CSA Publishes Proposed Amendments to Order Protection Rule for Comment Toronto – The Canadian Securities Administrators (CSA) today published for comment proposed amendments to Nation

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Source URL: nssc.novascotia.ca

Language: English - Date: 2014-05-15 10:33:11
594Short selling / Financial markets / United States housing bubble / Systemic risk / Haircut / Collateral management / Shadow banking system / Repurchase agreement / Securities lending / Financial economics / Finance / Economics

Policy Framework for Addressing Shadow Banking Risks in Securities Lending and Repos Proposed regulatory framework for haircuts on non-centrally cleared securities financing transactions (for public consultation) (FSB :

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Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-09-19 10:17:06
595Financial services / Financial markets / Stock market / Short / Securities research / Investment banking / Repurchase agreement / Financial analyst / Security / Financial economics / Finance / Investment

Precious Metals November 4, 2014 Getting Ahead of the Curve on Tax Loss Selling Tough Times Make Precious Metal Equities Prime Targets for Tax Loss Selling For some funds and all retail investors, December 31st represent

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Source URL: www.theglobeandmail.com

Language: English - Date: 2014-11-04 16:46:24
596Financial markets / United States securities law / Financial regulation / Short selling / Financial services / Business broker / Securities Exchange Act / Short / Broker-dealer / Business / Finance / Financial economics

To address this concern, the Division issued an open letter regarding business brokering, dated 7 May 2009, to explain that engaging in business brokering activities may require licensing as a broker-dealer or agent. Wh

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Source URL: www.securities.utah.gov

Language: English - Date: 2014-04-14 15:44:30
597Real property law / Law in the United Kingdom / Economics / Australian property law / Conveyancing / Gazumping / Real estate broker / Repurchase agreement / Short / Business / Law / Real estate

Buying and Selling a Home in Scotland Contents 1

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Source URL: www.scotland.gov.uk

Language: English - Date: 2009-07-17 07:39:46
598Short / Short selling / Hypertext Transfer Protocol / Computing / Financial economics / Finance / Financial regulation

WorldShare ILL Release Notes Release Date: October 26, 2014 Contents Recommended Actions ........................................................................................................... 2 Administrative Action

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Source URL: www.oclc.org

Language: English - Date: 2015-01-01 11:06:54
599Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Naked short selling / Form 144 / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-09-04 08:40:40
600United States Securities and Exchange Commission / Business / Economy of the United States / 73rd United States Congress / Securities Exchange Act / Short selling / U.S. Securities and Exchange Commission / Securities regulation in the United States / Short / Financial economics / Finance / United States securities law

L:hange rule filingsket Making Mkt MakingBATS[removed]xfdl

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-11-24 10:54:11
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